Capital Markets
GRC for asset managers, stockbrokers, and investment firms.
Key Challenges We Solve
SEC compliance
Market risk management
AML/CFT obligations
Recommended Modules
Internal Audit Management
From risk-based audit planning to CBN examination-ready reports — automates every step of the internal audit lifecycle.
Enterprise Risk Management
AI-powered RCSA, Monte Carlo simulation, and real-time dashboards aligned to CBN ORMS guidelines.
Internal Control Management
Build, test, and monitor your control environment with automated evidence collection.
Compliance Management
Automated compliance tracking and gap analysis for CBN, BOFIA, NDPA, and AML/CFT.
ESG Management
Track environmental, social, and governance metrics with AI-powered data collection, multi-framework reporting, and Nigerian regulatory alignment.
Capital Markets — FAQs
GRC software helps capital market firms manage compliance, risk and controls in one system. Atheris is built for Nigerian asset managers, stockbrokers and investment firms under SEC oversight, supporting regulatory compliance and market-risk governance.
Atheris helps capital market operators record obligations relevant to the Securities and Exchange Commission (SEC) Nigeria, link them to controls and evidence, and track compliance status, supporting readiness for regulatory reviews.
Yes. Capital market operators carry anti-money-laundering and combating-the-financing-of-terrorism obligations. Atheris helps document and monitor AML/CFT requirements alongside broader compliance within one GRC platform.
Atheris provides enterprise risk management that capital market firms can use to document and monitor market, operational and compliance risks, with controls and treatment actions tracked in one auditable system.